How to Cite Preprints, Working Papers, and Non-Peer-Reviewed Sources

How to Cite Preprints, Working Papers, and Non-Peer-Reviewed Sources

Academic publishing is changing. Preprints, working papers, and non-peer-reviewed sources are increasingly part of the scholarly conversation—especially in fast-moving fields. But citing them correctly requires some extra care.

Jan 3, 2026

By

Author Picture: Joe Pacal, MSc

Joe Pacal, MSc

TL;DR

Always label preprints and working papers as such—readers need to know these haven't been peer-reviewed. Include the repository name, version number, and date. If the work gets published later, update your citation to the final version before you submit.

Why Non-Peer-Reviewed Sources Need Special Treatment

When you cite a peer-reviewed journal article, readers can assume it passed editorial scrutiny. Preprints, working papers, and similar sources haven't gone through that process—which doesn't make them invalid, but does make transparency essential.

Your citation needs to clearly signal that this source has a different status than a published journal article.

Types of Non-Peer-Reviewed Sources

Preprints are complete manuscripts shared publicly before (or instead of) peer review. Common platforms include arXiv (physics, math, CS), bioRxiv and medRxiv (biology, medicine), SSRN (social sciences, law), and PsyArXiv (psychology).

Working papers are in-progress research, often shared through institutional series (NBER, World Bank, university departments). They may eventually become journal articles.

Conference papers vary widely—some conferences have rigorous peer review, others accept based on abstracts only. Know your field's norms.

Theses and dissertations are reviewed by committees but not through journal peer review. They're generally treated as credible academic sources with their own citation format.

Technical reports from organizations, government agencies, or research institutes also fall outside traditional peer review.

General Principles Across All Styles

Regardless of citation format, you need to clearly identify the source type. Don't let readers assume something is peer-reviewed when it isn't. Include the repository or platform name (arXiv, SSRN, etc.), include any version numbers or identifiers, include the date posted or last revised, and use the DOI if one exists.

If a preprint has since been published, cite the published version instead—unless you're specifically discussing the preprint itself or changes between versions.

Quick Reference by Major Style

APA (7th Edition) treats preprints as a specific source type:

Author, A. A. (Year). Title of preprint. PsyArXiv. https://doi.org/xxxxx

Include "Advance online publication" if accepted but not yet published. Use the preprint server name in italics where you'd normally put the journal name.

MLA (9th Edition) includes the platform as the container:

Author. "Title of Preprint." arXiv, version number, date, doi or URL.

Chicago treats preprints similarly to unpublished manuscripts:

Author. "Title." Preprint, submitted date. Platform. DOI or URL.

IEEE uses the standard conference/report format with the preprint server as the source.

The exact formatting varies, so check the specific style guide for your discipline.

Working Papers: Extra Considerations

Working papers often have series numbers (e.g., "NBER Working Paper No. 28374"). Always include these—they're how readers will find the document.

The issuing institution matters: an NBER working paper carries different weight than an unknown departmental series. Include enough information for readers to assess the source's credibility.

Should You Cite Preprints at All?

This is a legitimate question. Some considerations:

Arguments for: Research moves fast, preprints establish priority, waiting for publication can take years, and preprints are increasingly accepted in many fields.

Arguments against: No peer review means errors may not be caught, preprints can be revised or withdrawn, and some fields (humanities especially) still treat preprints as preliminary.

Best practice: Preprints are appropriate for establishing that someone is working on a topic, citing very recent findings in fast-moving areas, and your own field norms accept them. Preprints are risky for foundational claims your argument depends on heavily, fields where peer review is expected for all cited sources, and work that might be revised substantially.

When possible, pair preprint citations with peer-reviewed sources making similar points.

What If the Preprint Gets Published?

Update your citation to the published version before submission. This is standard practice. If you're citing a specific element that changed between versions, you might cite both—the preprint for the original claim and the published version for the revision.

If the preprint is withdrawn or retracted, remove the citation entirely unless you're specifically discussing the retraction.

The Version Problem

Preprints can be updated. A paper posted in January might be revised in June. This creates two issues.

First, page numbers may change between versions. If you're citing a specific page, note the version.

Second, content may change. Something you cited might be revised or removed. Check for updates before final submission.

Most repositories use version numbers (v1, v2) or dates. Include this information in your citation.

The exact formatting for preprint citations depends on your required citation style. Check the specific guide for your discipline below.

Frequently asked questions

Can I cite a preprint in a peer-reviewed submission?

Depends on the journal. Many now accept preprint citations; some don't. Check the author guidelines. Even if allowed, reviewers may push back on heavy reliance on non-peer-reviewed sources.

Can I cite a preprint in a peer-reviewed submission?

Depends on the journal. Many now accept preprint citations; some don't. Check the author guidelines. Even if allowed, reviewers may push back on heavy reliance on non-peer-reviewed sources.

Can I cite a preprint in a peer-reviewed submission?

Depends on the journal. Many now accept preprint citations; some don't. Check the author guidelines. Even if allowed, reviewers may push back on heavy reliance on non-peer-reviewed sources.

Should I cite the preprint DOI or the URL?

DOI if available—it's more stable. Most major preprint servers now assign DOIs. Use the URL only if no DOI exists.

Should I cite the preprint DOI or the URL?

DOI if available—it's more stable. Most major preprint servers now assign DOIs. Use the URL only if no DOI exists.

Should I cite the preprint DOI or the URL?

DOI if available—it's more stable. Most major preprint servers now assign DOIs. Use the URL only if no DOI exists.

Are conference papers peer-reviewed?

It varies enormously by field and conference. Top CS conferences have rigorous review; some humanities conferences accept any submission. Know your field's norms and, if relevant, note the review status.

Are conference papers peer-reviewed?

It varies enormously by field and conference. Top CS conferences have rigorous review; some humanities conferences accept any submission. Know your field's norms and, if relevant, note the review status.

Are conference papers peer-reviewed?

It varies enormously by field and conference. Top CS conferences have rigorous review; some humanities conferences accept any submission. Know your field's norms and, if relevant, note the review status.

How do I know if something is a preprint or published?

Check for a journal name, volume, and page numbers—these indicate publication. Preprint servers (arXiv, bioRxiv) clearly label content as preprints. When in doubt, search for the title to see if a journal version exists.

How do I know if something is a preprint or published?

Check for a journal name, volume, and page numbers—these indicate publication. Preprint servers (arXiv, bioRxiv) clearly label content as preprints. When in doubt, search for the title to see if a journal version exists.

How do I know if something is a preprint or published?

Check for a journal name, volume, and page numbers—these indicate publication. Preprint servers (arXiv, bioRxiv) clearly label content as preprints. When in doubt, search for the title to see if a journal version exists.

What about preprints that were never published?

You can still cite them, but consider why they weren't published. Were they superseded, abandoned, or rejected? If the work is important to your argument, try to find corroborating published sources.

What about preprints that were never published?

You can still cite them, but consider why they weren't published. Were they superseded, abandoned, or rejected? If the work is important to your argument, try to find corroborating published sources.

What about preprints that were never published?

You can still cite them, but consider why they weren't published. Were they superseded, abandoned, or rejected? If the work is important to your argument, try to find corroborating published sources.

Can I cite a preprint in a peer-reviewed submission?

Depends on the journal. Many now accept preprint citations; some don't. Check the author guidelines. Even if allowed, reviewers may push back on heavy reliance on non-peer-reviewed sources.

How do I know if something is a preprint or published?

Check for a journal name, volume, and page numbers—these indicate publication. Preprint servers (arXiv, bioRxiv) clearly label content as preprints. When in doubt, search for the title to see if a journal version exists.

Should I cite the preprint DOI or the URL?

DOI if available—it's more stable. Most major preprint servers now assign DOIs. Use the URL only if no DOI exists.

What about preprints that were never published?

You can still cite them, but consider why they weren't published. Were they superseded, abandoned, or rejected? If the work is important to your argument, try to find corroborating published sources.

Are conference papers peer-reviewed?

It varies enormously by field and conference. Top CS conferences have rigorous review; some humanities conferences accept any submission. Know your field's norms and, if relevant, note the review status.

All Citation guides

The author-date system for anthropological research.

ABNT is the official citation format used in Brazil.

The Australian AGLC standard for citing in legal contexts.

A clearer alternative to the Bluebook for law students and practitioners.

The citation format for maths and American Mathematical Society publications.

The official citation style of the American Political Science Association developed.

The citation format for civil engineering journals and ASCE publications.

Legal citations for law students and practitioners.

The essential citation format for biology, natural sciences, and scientific research.

The IEEE citations for engineering and computer science.

The MHRA citation style guide used by arts and humanities in the UK.

The citation format for biomedical research, medical journals, and life sciences.

Writing about biblical or theological topics? SBL style is the standard for the field.

The Vancouver citation style for biomedical and health sciences.

ABNT is the official citation format used in Brazil.

The ACS citation style for chemistry and related sciences.

The standard citation style for physics journals and American Institute of Physics publications.

AMA citations for medicine and health sciences.

The APA citation style for psychology, education, and social sciences

The citation style used for sociology and social sciences.

The American Society of Mechanical Engineers numbered citation system.

Chicago-format citations used by history, arts, and humanities

GB/T 7714是中国学术写作的国家标准引用格式。

The Harvard citation style used in by UK, Australian, and international universities.

The ISO 690 Style: International Bibliography Standard (2021 Edition)

MLA citation style for humanities, literature, and languages

The citation style used in the UK by Law studies.

The student-friendly guide to Chicago-style citations for research papers and theses.

The author-date system for anthropological research.

ABNT is the official citation format used in Brazil.

The Australian AGLC standard for citing in legal contexts.

A clearer alternative to the Bluebook for law students and practitioners.

The citation format for maths and American Mathematical Society publications.

The official citation style of the American Political Science Association developed.

The citation format for civil engineering journals and ASCE publications.

Legal citations for law students and practitioners.

The essential citation format for biology, natural sciences, and scientific research.

The IEEE citations for engineering and computer science.

The MHRA citation style guide used by arts and humanities in the UK.

The citation format for biomedical research, medical journals, and life sciences.

Writing about biblical or theological topics? SBL style is the standard for the field.

The Vancouver citation style for biomedical and health sciences.

ABNT is the official citation format used in Brazil.

The ACS citation style for chemistry and related sciences.

The standard citation style for physics journals and American Institute of Physics publications.

AMA citations for medicine and health sciences.

The APA citation style for psychology, education, and social sciences

The citation style used for sociology and social sciences.

The American Society of Mechanical Engineers numbered citation system.

Chicago-format citations used by history, arts, and humanities

GB/T 7714是中国学术写作的国家标准引用格式。

The Harvard citation style used in by UK, Australian, and international universities.

The ISO 690 Style: International Bibliography Standard (2021 Edition)

MLA citation style for humanities, literature, and languages

The citation style used in the UK by Law studies.

The student-friendly guide to Chicago-style citations for research papers and theses.

The author-date system for anthropological research.

ABNT is the official citation format used in Brazil.

ABNT is the official citation format used in Brazil.

The ACS citation style for chemistry and related sciences.

The Australian AGLC standard for citing in legal contexts.

The standard citation style for physics journals and American Institute of Physics publications.

A clearer alternative to the Bluebook for law students and practitioners.

AMA citations for medicine and health sciences.

The citation format for maths and American Mathematical Society publications.

The APA citation style for psychology, education, and social sciences

The official citation style of the American Political Science Association developed.

The citation style used for sociology and social sciences.

The citation format for civil engineering journals and ASCE publications.

The American Society of Mechanical Engineers numbered citation system.

Legal citations for law students and practitioners.

Chicago-format citations used by history, arts, and humanities

The essential citation format for biology, natural sciences, and scientific research.

GB/T 7714是中国学术写作的国家标准引用格式。

The Harvard citation style used in by UK, Australian, and international universities.

The IEEE citations for engineering and computer science.

The ISO 690 Style: International Bibliography Standard (2021 Edition)

The MHRA citation style guide used by arts and humanities in the UK.

MLA citation style for humanities, literature, and languages

The citation format for biomedical research, medical journals, and life sciences.

The citation style used in the UK by Law studies.

Writing about biblical or theological topics? SBL style is the standard for the field.

The student-friendly guide to Chicago-style citations for research papers and theses.

The Vancouver citation style for biomedical and health sciences.

The author-date system for anthropological research.

ABNT is the official citation format used in Brazil.

The Australian AGLC standard for citing in legal contexts.

A clearer alternative to the Bluebook for law students and practitioners.

The citation format for maths and American Mathematical Society publications.

The official citation style of the American Political Science Association developed.

The citation format for civil engineering journals and ASCE publications.

Legal citations for law students and practitioners.

The essential citation format for biology, natural sciences, and scientific research.

The IEEE citations for engineering and computer science.

The MHRA citation style guide used by arts and humanities in the UK.

The citation format for biomedical research, medical journals, and life sciences.

Writing about biblical or theological topics? SBL style is the standard for the field.

The Vancouver citation style for biomedical and health sciences.

ABNT is the official citation format used in Brazil.

The ACS citation style for chemistry and related sciences.

The standard citation style for physics journals and American Institute of Physics publications.

AMA citations for medicine and health sciences.

The APA citation style for psychology, education, and social sciences

The citation style used for sociology and social sciences.

The American Society of Mechanical Engineers numbered citation system.

Chicago-format citations used by history, arts, and humanities

GB/T 7714是中国学术写作的国家标准引用格式。

The Harvard citation style used in by UK, Australian, and international universities.

The ISO 690 Style: International Bibliography Standard (2021 Edition)

MLA citation style for humanities, literature, and languages

The citation style used in the UK by Law studies.

The student-friendly guide to Chicago-style citations for research papers and theses.

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Try these techniques in Wonders—an AI workspace for literature review. 21 days free. Students get 50% off.

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